AUDIT
An audit trail, by default.
AUDIT
An audit trail, by default.
Every pricing decision keeps its own evidence trail — control design, testing and documentation, ready the moment an audit begins.
ANIMATION PLACEHOLDER
100%
100%
Decisions logged
No sampling
No sampling
Full-population testing
On demand
On demand
Auditor access
Audit
INTERNAL AUDIT
INTERNAL AUDIT
Documented, traceable control framework
Documented, traceable control framework
Pricing controls are defined in the system, and each policy requirement links to the automated rule that enforces it — so design can be assessed against the actual configuration, and gaps are visible.
Pricing controls are defined in the system, and each policy requirement links to the automated rule that enforces it — so design can be assessed against the actual configuration, and gaps are visible.
Full-population testing
Full-population testing
Every pricing decision in the period can be tested, not a sample, because each one carries its own record.
Every pricing decision in the period can be tested, not a sample, because each one carries its own record.
Exception analysis
Exception analysis
Every policy breach, override and escalation is reported with who approved it, why, and how quickly.
Every policy breach, override and escalation is reported with who approved it, why, and how quickly.
Approval integrity, evidenced
Approval integrity, evidenced
Evidence that no one proposed and approved the same change, approvers never had edit access, and nothing went live before sign-off.
Evidence that no one proposed and approved the same change, approvers never had edit access, and nothing went live before sign-off.
Policy drift trends
Policy drift trends
See whether discounting outside policy bands is growing, concentrated in particular teams, or clustered around year-end.
See whether discounting outside policy bands is growing, concentrated in particular teams, or clustered around year-end.
Manager accountability testing
Manager accountability testing
Shows whether responsibilities mapped to senior managers were exercised in practice.
Shows whether responsibilities mapped to senior managers were exercised in practice.
Issue follow-up
Issue follow-up
Verify that remediation actions from previous findings actually changed control behaviour.
Verify that remediation actions from previous findings actually changed control behaviour.
Governance & committee reporting
Governance & committee reporting
A review of pricing can be scoped and run from one source, with control effectiveness summaries ready for the audit committee without the business rewriting them.
A review of pricing can be scoped and run from one source, with control effectiveness summaries ready for the audit committee without the business rewriting them.
EXTERNAL AUDIT
EXTERNAL AUDIT
Rate evidence
Rate evidence
Each fee applied in the period is traced to an approved decision, giving a clean line from approval to invoice.
Each fee applied in the period is traced to an approved decision, giving a clean line from approval to invoice.
Charged vs published
Charged vs published
Evidence that fees charged match published schedules, across every share class.
Evidence that fees charged match published schedules, across every share class.
Cut-off & completeness testing support
Cut-off & completeness testing support
Precise effective dates for every fee change support cut-off testing, and a full register of approved discounts and exceptions supports testing of revenue completeness and accuracy.
Precise effective dates for every fee change support cut-off testing, and a full register of approved discounts and exceptions supports testing of revenue completeness and accuracy.
Controls report support
Controls report support
Pricing controls can be evidenced directly from the system for ISAE 3402 or AAF 01/20 reports, cutting the auditor’s testing effort.
Pricing controls can be evidenced directly from the system for ISAE 3402 or AAF 01/20 reports, cutting the auditor’s testing effort.
Faster, more consistent fieldwork
Faster, more consistent fieldwork
Standard audit requests on pricing are answered from one record, and auditors can reuse last year’s testing approach against the same structured record.
Standard audit requests on pricing are answered from one record, and auditors can reuse last year’s testing approach against the same structured record.
HOW IT WORKS
01
Audit history
Every decision, override and approval kept in a single, permanent timeline.
02
Approvals management
Route decisions to the right approver automatically, with nothing lost in email.
03
Centralised documentation
One place for the evidence behind every price, ready for an external review.
IN PRACTICE
Example 01
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Example 02
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Example 03
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Example 04
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Example 05
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Example 01
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Example 02
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Example 03
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Example 04
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GET STARTED
An audit trail, by default.
An audit trail, by default.
An audit trail, by default.
Bring a live pricing scenario. We’ll show you the audit history and approval trail behind it.